Score
CTBC SECURITIES
https://www.ctbcsec.com/AboutUs/IntroEng
Website
Rating Index
Influence
Influence
B
Influence index NO.1
Contact
Licensed Entity:中國信託證券
License No. Unreleased
Single Core
1G
40G
1M*ADSL
- The current information shows that this broker does not have a trading software. Please be aware!
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ctbcsec.com
203.66.88.194win168.com.tw
175.98.134.227
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Company Summary
| CTBC SECURITIES Review Summary | |
| Founded | 1989 |
| Registered Country/Region | Taiwan |
| Regulation | Taipei Exchange |
| Market Instruments | Secondary Public Offering, Convertible Bonds, Exchangeable Bonds, ECB, GDR, Public Offering, Emerging Stock |
| Demo Account | Not Mentioned |
| Customer Support | TEL:(02)6639-2345 |
| FAX:(02)6639-2339 | |
CTBC SECURITIES Information
CTBC Securities, established in Taiwan in 1989 and regulated by the Taipei Exchange, offers multiple market instruments, including SPOs, various bonds, and handles IPO-related offerings. Information, including trading fees, account types, and the trading platform, is not mentioned on the website.

Pros and Cons
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Is CTBC SECURITIES Legit?
CTBC SECURITIES has a “Dealing in securities” license regulated by the Taipei Exchange in Taiwan.

What Can I Trade on CTBC SECURITIES?
CTBC SECURITIES facilitates trading related to Secondary Public Offerings (SPO), Convertible Bonds, Exchangeable Bonds, ECB, and GDR. They also handle Public Offerings and Emerging Stocks associated with Initial Public Offerings (IPO), along with providing Financial Advisory services for fundraising, M&A, divestiture, and restructuring.
| Category | Instruments Offered |
| SPO | Secondary Public Offering |
| Convertible Bonds | |
| Exchangeable Bonds | |
| ECB | |
| GDR | |
| IPO | Public Offering |
| Emerging Stock | |
| IPO Planning & Advising | |
| Financial Advisory | Fund Raising |
| M&A | |
| Divestiture | |
| Restructuring |

IPO Process
Path 1: Requires registering stocks on the ESB for at least 6 months after pre-filing and a public offering, followed by 3-6 months of underwriting and listing, and then a 2-year post-listing issuance period.
Path 2: Involves having a Lead Recommending Securities Firm conduct listing advisory for at least 6 months after pre-filing and filing/review. This is followed by 3-6 months of public offering, underwriting, and listing, and a 2-year post-listing issuance period.

Online security
CTBC Securities emphasizes online security by advising users to always log in through their official website, conduct transactions on trusted devices, and never share personal details via phone or instant messages.

Keywords
- 2-5 years
- Regulated in Taiwan
- Dealing in securities
- Medium potential risk
Wiki Q&A
What specific financial instruments can I trade on CTBC SECURITIES?
CTBC SECURITIES offers a variety of financial instruments, particularly in the securities and bond markets. These include Secondary Public Offerings (SPO), Convertible Bonds, Exchangeable Bonds (ECB), Global Depositary Receipts (GDR), and Initial Public Offerings (IPO). For those interested in trading emerging stocks, the firm provides opportunities in the Taiwan stock market as well. Additionally, CTBC SECURITIES offers financial advisory services related to IPO planning, fundraising, mergers and acquisitions (M&A), and restructuring. While these offerings cater primarily to institutional investors or high-net-worth individuals looking for more complex investment products, they provide a significant advantage to those seeking diversification through structured securities. However, for retail traders or those looking for traditional instruments like forex or CFDs, CTBC SECURITIES’ offerings may be more specialized and complex. These products are ideal for experienced traders seeking exposure to the bond market or those interested in participating in IPOs or public offerings.
Does CTBC SECURITIES provide a demo account?
CTBC SECURITIES does not provide a demo account for prospective users. This can be a disadvantage for those who prefer to test out a platform before committing real funds. Demo accounts are particularly useful for new traders or investors who want to familiarize themselves with the platform's features, tools, and available instruments without financial risk. The absence of a demo account may discourage retail investors or those new to the platform from engaging with CTBC SECURITIES. For experienced institutional investors who are already familiar with the types of financial products offered, the lack of a demo account might not be as important. However, for those interested in exploring CTBC SECURITIES' offerings, direct communication with the company will be necessary to understand how to get started.
Can I open a demo account with CTBC SECURITIES to practice trading?
CTBC SECURITIES does not offer a demo account, which may be a disadvantage for new or retail traders who want to familiarize themselves with the platform and its services before committing real funds. Demo accounts are important for those looking to test trading strategies and practice on the platform without financial risk. The absence of a demo account can make it difficult for beginners or those new to the platform to understand how the system works or to get a feel for the market instruments offered. For institutional investors or high-net-worth individuals, this may not be a significant issue, as they are typically familiar with trading products like IPOs, bonds, and REITs. However, for those new to CTBC SECURITIES or the types of financial products it offers, not having a demo account can be a barrier to entry. I would suggest contacting the firm directly to inquire about any possible alternatives to get started.
Can I trade IPOs through CTBC SECURITIES?
Yes, CTBC SECURITIES provides access to Initial Public Offerings (IPOs) as part of its services. The firm offers advisory services for IPO planning and helps facilitate the public offering process. This is a key feature for institutional investors or high-net-worth individuals who wish to participate in IPOs, which can provide early access to shares before they are listed on the public market. However, it’s important to note that trading IPOs through CTBC SECURITIES may not be as accessible to retail traders without significant capital or experience, as the platform focuses on more complex and institutional-grade financial products. For those who are interested in investing in IPOs through CTBC SECURITIES, it would be beneficial to reach out to the company for further details on how to get involved in the process. Overall, the firm’s focus on IPOs and public offerings can be an attractive option for investors seeking to participate in early-stage investments and gain exposure to new listings.
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