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First Securities operates under the regulation of the Taipei Exchange (TPEX), which supervises financial institutions in Taiwan. While the platform is regulated locally by the TPEX, it is not fully regulated by major global financial authorities. This means that while it operates under the oversight of Taiwanese regulators, it does not provide the same level of international investor protection as platforms regulated by global authorities like the FCA or SEC. The regulatory license number is listed as "Unreleased," which may indicate limited transparency or details about its specific registration with TPEX.