Global Broker Regulation Inquiry App
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ZHONGYANG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-10-22
ZHONGYANG
NFH Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
NFH
ICBC International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
ICBC
Imperium International Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
IMPERIUM INTERNATIONAL SECURITIES LIMITED
CORPORATE BROKERS LIMITED Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CORPORATE BROKERS LIMITED
BOOM Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
BOOM
CENTRAL BULLION Hong Kong (Shing Lee Commercial Building) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
CENTRAL BULLION LIMITED
UTRADE Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
UOBKayHian
East Asia Futures Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
East Asia Futures
BBH Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
BBH
YAU SENG BULLION Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
YAU SENG BULLION
Valuable Capital Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
Valuable Capital
Phillip Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
PhillipSecurities
Sun Long Bullion Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Sun Long Bullion
QANTEX Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
QANTEX
BTIG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
BTIG
Success Finance Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-21
Success Finance
SDICSI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
SDICSI
BOCI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
BOCI
Fuji Hong Kong Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Fuji Hong Kong
Hong Kong ZHONGYANG
Hong Kong NFH
Hong Kong ICBC
Hong Kong IMPERIUM INTERNATIONAL SECURITIES LIMITED
Hong Kong CORPORATE BROKERS LIMITED
Hong Kong BOOM
Hong Kong CENTRAL BULLION LIMITED
Hong Kong UOBKayHian
Hong Kong East Asia Futures
Hong Kong BBH
Hong Kong YAU SENG BULLION
Hong Kong Valuable Capital
Hong Kong PhillipSecurities
Hong Kong Sun Long Bullion
Hong Kong QANTEX
Hong Kong BTIG
Hong Kong Success Finance
Hong Kong SDICSI
Hong Kong BOCI
Hong Kong Fuji Hong Kong
Field-Surveyed Broker
Unverified
Schroder
1.59
Score Listed5-10 yearsQuestionable Regulatory LicenseRegional BrokersHigh Potential Risk
Regulated
Daiwa Securities
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Regulated
Shinkin
6.94
Score 15-20 yearsRegulated in JapanInst Deriv Trading License (AGN)Medium Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
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