Global Broker Regulation Inquiry App
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Bright Stream Capital Management Limited Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-10-30
Bright Stream Capital Management Limited
ROCTEC FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
ROCTEC FUTURES
YAU SENG BULLION Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
YAU SENG BULLION
SUNWAH KINGSWAY Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
SUNWAH KINGSWAY
Kingston Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Kingston
DFZQ Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
DFZQ
CMBC Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CMBC
ChowSangSang Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
ChowSangSang
Cinda International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Cinda International
Yicko Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Yicko Securities
Zhong Yang Financial Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
ZHONG YANG FINANCIAL GROUP
WUCHAN ZHONGDA FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
WZ GROUP
Zhongtai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Zhongtai International
CORPORATE BROKERS LIMITED Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CORPORATE BROKERS LIMITED
INDUSTRIAL SECURITIES INTERNATIONAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
INDUSTRIAL SECURITIES INTERNATIONAL
CMS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CMS
Futu Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
FUTU
G. H. Financials Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
G. H. Financials
Huatai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Huatai International
Ping An Securities (Hong Kong) Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
PING AN SECURITIES (HONG KONG)
Hong Kong Bright Stream Capital Management Limited
Hong Kong ROCTEC FUTURES
Hong Kong YAU SENG BULLION
Hong Kong SUNWAH KINGSWAY
Hong Kong Kingston
Hong Kong DFZQ
Hong Kong CMBC
Hong Kong ChowSangSang
Hong Kong Cinda International
Hong Kong Yicko Securities
Hong Kong ZHONG YANG FINANCIAL GROUP
Hong Kong WZ GROUP
Hong Kong Zhongtai International
Hong Kong CORPORATE BROKERS LIMITED
Hong Kong INDUSTRIAL SECURITIES INTERNATIONAL
Hong Kong CMS
Hong Kong FUTU
Hong Kong G. H. Financials
Hong Kong Huatai International
Hong Kong PING AN SECURITIES (HONG KONG)
Field-Surveyed Broker
Regulated
Daiwa Securities
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Unverified
Schroder
1.59
Score Listed5-10 yearsQuestionable Regulatory LicenseRegional BrokersHigh Potential Risk
Regulated
Shinkin
6.94
Score 15-20 yearsRegulated in JapanInst Deriv Trading License (AGN)Medium Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
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