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S jonas
Within 1 year

In what ways does NOMURA's regulatory standing help safeguard my funds?

Broker Issues
NOMURA
Regulation
06-17
United States
WikiFX
Reply

Based on my experience as a forex trader, I have a keen awareness of just how vital strong regulatory oversight is for protecting client funds. NOMURA operates under the supervision of the Financial Services Agency (FSA) of Japan, which is a highly respected regulatory authority. This regulatory standing means that NOMURA must comply with strict rules regarding operational transparency, segregation of client assets, internal controls, and periodic reporting. For me, knowing that NOMURA holds a Retail Forex License from the FSA provides a layer of security; it helps ensure that my funds are kept separate from company operating capital, which is crucial if the broker encounters financial difficulties. Additionally, the FSA’s requirements include robust risk management procedures—such as leverage restrictions (capped at 1:25) and mandatory “loss cut rules”—that are designed to reduce the risk of excessive losses or negative balances. I view these measures as preventative steps to limit both the broker’s and clients’ exposure to market volatility. While no regulation can guarantee complete safety, working with a broker like NOMURA that is subject to ongoing governmental oversight does give me greater confidence in the security and fair handling of my trading funds. It’s important, however, to stay attentive, since even regulated brokers are not immune to operational lapses, as past administrative actions against major firms have demonstrated.

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