Applicazione di richiesta di informazioni sulla regolamentazione dei broker globali
WikiFX
Broker
Classifiche
Regolatori
helpneeded
entro 1 anno

Is UBS overseen by any regulatory bodies, and if so, which financial authorities are responsible?

Broker Issues
UBS
Regulation
09-03
Stati Uniti
WikiFX
Rispondi

From my own research and experience as a trader, regulatory oversight is one of my top concerns when evaluating any broker or financial institution. In the case of UBS, I've found that it is indeed regulated by multiple well-established authorities, particularly for its operations in Asia. Specifically, UBS Securities Asia Limited and UBS Securities Hong Kong Limited are both licensed and supervised by the Securities and Futures Commission (SFC) of Hong Kong. These entities hold the necessary futures licenses, which require adherence to stringent standards set by the regulator. Understanding why this matters is straightforward—having recognized financial oversight helps ensure a certain level of operational integrity and client protection. Regulation by the SFC means regular audits, compliance requirements, and legal accountability in the services they offer, especially regarding futures contracts. However, it's crucial not to conflate the existence of regulation in certain regions with blanket security across all markets or divisions. While regulatory registration provides a baseline level of trust, it does not guarantee a trouble-free experience, as user complaints and risk alerts highlighted in public forums have shown. For me, this underlines the necessity of ongoing due diligence and a careful approach when choosing a financial partner, regardless of the brand’s global reputation.

Seleziona Paese/area
  • Hong Kong

  • Taiwan

    tw.wikifx.com

  • Stati Uniti

    us.wikifx.com

  • Corea

    kr.wikifx.com

  • Regno Unito

    uk.wikifx.com

  • Giappone

    jp.wikifx.com

  • Indonesia

    id.wikifx.com

  • Vietnam

    vn.wikifx.com

  • Australia

    au.wikifx.com

  • Singapore

    sg.wikifx.com

  • Thailandia

    th.wikifx.com

  • Cipro

    cy.wikifx.com

  • Germania

    de.wikifx.com

  • Russia

    ru.wikifx.com

  • Filippine

    ph.wikifx.com

  • Nuova Zelanda

    nz.wikifx.com

  • Ucraina

    ua.wikifx.com

  • India

    in.wikifx.com

  • Francia

    fr.wikifx.com

  • Spagna

    es.wikifx.com

  • Portogallo

    pt.wikifx.com

  • Malaysia

    my.wikifx.com

  • Nigeria

    ng.wikifx.com

  • Cambogia

    kh.wikifx.com

  • Italia

    it.wikifx.com

  • Sud Africa

    za.wikifx.com

  • Turchia

    tr.wikifx.com

  • Paesi Bassi

    nl.wikifx.com

  • Emirati Arabi Uniti

    ae.wikifx.com

  • Colombia

    co.wikifx.com

  • Argentina

    ar.wikifx.com

  • Bielorussia

    by.wikifx.com

  • Ecuador

    ec.wikifx.com

  • Egitto

    eg.wikifx.com

  • Kazakistan

    kz.wikifx.com

  • Marocco

    ma.wikifx.com

  • Messico

    mx.wikifx.com

  • Perù

    pe.wikifx.com

  • Pakistan

    pk.wikifx.com

  • Tunisia

    tn.wikifx.com

  • Venezuela

    ve.wikifx.com

United States
※ Il contenuto di questo sito Web è conforme alle leggi e ai regolamenti locali.
You are visiting the WikiFX website. WikiFX Internet and its mobile products are an enterprise information searching tool for global users. When using WikiFX products, users should consciously abide by the relevant laws and regulations of the country and region where they are located.
consumer hotline:006531290538
Official Email:support@wikifx.com;
Mobile Phone Number:234 706 777 7762;61 449895363
Telegram:+60 103342306
Whatsapp:+852-6613 1970;
License or other information error corrections, please send the information to:qawikifx@gmail.com
Cooperation:fxeyevip@gmail.com