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Yes, National Bank Financial (NBF) is regulated by the Canadian Investment Regulatory Organization (CIRO), which is a recognized regulatory body in Canada. CIRO oversees the operations of firms like NBF, ensuring they comply with Canadian financial laws and operate with integrity. This regulation is crucial as it means NBF is held accountable for its actions and must meet high standards of business conduct, including transparency and fair treatment of clients. The presence of a regulatory body such as CIRO reassures clients that NBF’s services are reliable and that their funds are protected. It’s important to note that CIRO regulation differs from typical retail trading regulations, as NBF specializes in wealth management services rather than speculative trading. Nonetheless, CIRO’s oversight provides a solid foundation for trust in the company.